Security and humanitarian aid: Lessons from the field with INSO

INSO South deputy safety advisor, Wilfreud Mbouyavo using a sattelite phone near an INSO car

The question of the safety of humanitarian workers (or members of UN field teams) has been part of the history of modern humanitarian aid since its inception. It goes hand in hand with the questions of “how far to go” and “how to act while managing what risks” that are consubstantial with this commitment, at least when it comes to intervening in areas of armed conflict (or natural disasters with banditry and looting). As Alain Boinet pointed out in an article published in Droit et pratique de l’action humanitaire in October 2019, as well as in Défis Humanitaires: “If humanitarian action is a duty that comes under the ethics of conviction (according to the opposition between the ethics of responsibility and the ethics of conviction theorised by the philosopher Max Weber), its implementation in contexts of insecurity generates multiple risks, particularly for humanitarian staff, for whom organisations must assume responsibility“.

There was a time when humanitarians were held in relative esteem as representatives of a form of neutrality and independence that helped everyone. This esteem was far from absolute, but it offered some protection to the teams. Then there was a period when being a humanitarian didn’t offer much protection. Finally, there was a time when humanitarian staff were specifically targeted (attacks, murders, hostage-taking, etc.).

It is the consequences of this deterioration that the United Nations Security Council has sought to address once again, as part of its ongoing concern over the last ten years, by passing Resolution 2730 on 24 May, calling on States to respect and protect humanitarian and United Nations personnel in accordance with their obligations under international law. This resolution, adopted by 14 votes with one abstention (Russia), was presented by Switzerland and co-sponsored by 97 Member States. It should be recalled that, already, Security Council Resolution 2175 of 29 August 2014 reported “(…) an increase in acts of violence perpetrated (…) against national and international staff of humanitarian organisations (…)”. Resolution 2286 of 3 May 2016 also stressed that “(…) humanitarian workers (…) are increasingly the targets of acts of violence (…) violence against the wounded and sick, medical personnel and humanitarian workers“.

What are the obligations under international law that underlie these various United Nations resolutions? As Alain Boinet points out in his article, “they are the Geneva Conventions of 1949 and their Additional Protocols of 1997 and 2005, as well as the rules of customary international humanitarian law which oblige the parties to an armed conflict to respect and ensure respect for IHL, which provides for the protection of the wounded and sick, medical personnel and humanitarian workers: Rule 31 of customary IHL stipulates that humanitarian relief personnel must be respected and protected. Rule 55 establishes the principle of freedom of movement for humanitarian relief workers“.

Emergency multi-sector assistance project for communities made vulnerable by displacement, armed conflict and epidemics in North Kivu, DRC, April 2024. ©Guerchom Ndebo

To find out more about the determinants and issues at stake in this situation addressed by the UN Security Council, we need to talk to INSO (International NGO Safety Organisation), an NGO founded in 2011 and based in The Hague in the Netherlands, which acts as a ‘platform’ dedicated to coordinating and advising on safety issues for humanitarian organisations working in high-risk contexts. INSO works in 17 countries for 1,202 NGOs and employs 1,307 people in the field:

On 24 May, the United Nations Security Council passed Resolution 2730 calling on states to respect and protect humanitarian and UN personnel. How did INSO welcome this initiative, and what does it mean to you ?

INSO: INSO welcomes Resolution 2730 as an essential reminder to conflict actors of their obligations to ensure the protection of humanitarian workers. The clauses calling for concrete actions to assess the risks to humanitarians and create relevant recommendations through regular reporting and solid evidence are highly welcome. This is recognition that the data generated by field-based platforms such as INSO is essential for NGO security and access.

From January 2023 to May 2024, INSO documented 1,944 incidents affecting humanitarians, including 57 killed, 208 injured and 185 abducted. What is your analysis of the trend in the number of incidents involving humanitarians ?

INSO: Every incident is worrying, and it is always worrying that our colleagues are exposed to this type of incident; any violation of IHL is unacceptable, but it is worth noting that in recent years, the number and annual rate of serious impacts on NGOs around the world have often been stable or declining; the drivers of this trend are due to a number of factors both internal and external to NGOs. However, changes in conflict patterns in Afghanistan and Syria have been important factors. In addition, although important to our perception of risk, incidents involving NGOs represent a relatively small proportion of all reported incidents in the field, ranging from 0.9% to 1.5% of all recorded incidents in any given year.

At the same time, crime accounts for the majority of incidents involving NGOs. The fact that the overwhelming majority of serious incidents involving NGOs are motivated by some perception of wealth rather than targeting because of the activity or profile of NGOs is consistent with this trend.

Nevertheless, despite a steady annual decline in deaths of NGO workers in particular, it is possible that, as we continue to interrogate the 2023 data, we will see a temporary reversal of the downward trend in serious incidents. This is because crises have erupted rapidly in places such as Sudan and the Occupied Palestinian Territories, contributing directly to the increase in the number of deaths of NGO workers.

Distribution of water to people affected by the conflict in the Gaza Strip, OPT, April 2024. ©Solidarités International.

The national staff of humanitarian organisations are paying the heaviest price for the insecurity on the ground. Can you at INSO corroborate this fact ?

INSO: There is a clear demand for a global analysis for NGO headquarters staff so that they can better support their teams in the field, including national staff. To this end, INSO produces dozens of reports tailored to the needs of humanitarian leaders and managers, who make up a network of around 140 NGOs and donors at global level (headquarters) – 1,200 NGOs in the field.

In fact, national or local colleagues are the most likely to suffer a serious incident. If we look at the reasons for this, we see that the percentage of incidents involving national staff is almost identical to the percentage of national staff in the overall NGO population, which in both cases is over 90%. This is the most reliable determinant of the composition of victims of serious incidents, along with other factors that contribute to NGO risk, ranging from risk tolerance to sub-national dynamics. This highlights the importance of field-based platforms for understanding and managing risk for NGOs, as it is difficult to understand risk when you are not close to partners.

Among the data, it is worth mentioning that it is the national staff of international NGOs that are most affected rather than the staff of national NGOs. This is linked to the fact that national staff of international NGOs represent the largest group of humanitarian workers in the field. Nevertheless, INSO works tirelessly to understand the internal and external nuances that can amplify risk, to ensure that analysis, advice, training, crisis management and emergency support are guided by the needs and profiles of our partners.

INSO staff discuss the context with members of the local community. Credit: C. Di Roma/INSO

What characterises the evolution of security for humanitarian personnel ?

INSO: Security risk management for NGOs has improved dramatically with the introduction of field-based platforms to help NGOs make informed decisions. With this development, we have seen NGOs share information at unprecedented levels; by having a platform, NGOs understand and contribute to collective security. In addition, while localisation continues to drive humanitarian strategies, the field approach to analysis and advice has enabled national NGOs to access the support systems traditionally available to their larger international counterparts.

And over the last ten years ?

INSO: NGOs have seen an unprecedented growth in on-the-ground support for their risk management efforts, and have exploited it well. What’s more, these efforts are increasingly inclusive; for example, more than 40% of INSO’s 1,200 or so partners are national NGOs.

The establishment of reliable mechanisms for collecting and sharing data at local level, stimulated by the Saving Lives Together framework, is at the heart of this evolution. The task ahead is to support and intensify relevant initiatives at an operational level. Through platforms on the ground, NGOs are demonstrating their willingness to support collective security through the sharing of information and views, in contrast to some of the rhetoric currently being propagated around the challenges of risk management.

Solidarités International team clearing burnt areas in South Sudan, 2016. © Solidarités International

What is your perception, at INSO, of the measures taken by humanitarian organisations to mitigate and manage security risks for their staff in the field? What is working ?

INSO: We work with NGOs on a daily, weekly and monthly basis in all our field offices. Through these engagements in safety roundtables, training and site reviews, we see how important information sharing is. At our round tables, where NGOs feel comfortable sharing what has worked and what hasn’t, we learn and our NGO partners learn. Safety risk management is a constantly evolving process and regular and open communication ensures that we can keep up with this evolution.

We know that NGOs are fully committed to the ‘Stay and Deliver’ principle. Our data shows that only a very small percentage of individual serious incidents result in NGOs losing access or withdrawing permanently. This suggests that NGOs understand the risks they face and feel they have the capacity and support on the ground to deal with these risks.

Nevertheless, through meetings with key informants, regular engagement and surveys, INSO has found that the rapid onset of a crisis can change NGOs’ perceptions of risk, their presence and their strategies, over a relatively short period of time. This is probably because NGOs balance the duty of care with the need to stay and deliver. In such cases, they take into account humanitarian needs, resilience, programme criticality and conflict sensitivity, while questioning their tolerance of risk.

The traditional components of security risk management, based on humanitarian principles and acceptance, remain the most useful tools for mitigating risk. As the contexts, and the world, in which we work change in unforeseen ways, best practice in risk mitigation has proved its worth.

INSO teams near Goma, DRC, discuss with their partners. Credit: O. Acland/INSO

What is your view on safety training ?

INSO: NGOs understand that capacity building and training are key elements of security risk management, and essential to fulfilling their duty of care obligations. For example, in 2023, INSO trained around 7,600 humanitarians through courses including security management, crisis management, humanitarian access and negotiation, personal security and first aid. NGOs are seeking to increase their internal capacity to analyse risks, plan and implement both preventive and mitigating measures. This includes their national staff, who account for 92% of INSO training participants, and a growing contingent of female participants, who represent around one in five learners.

From this volume of engagement, the INSO training team has strengthened its understanding of a number of best practices. Firstly, effective training must be accessible. This can range from solutions such as on-the-job training, to using technology to deliver online training. Secondly, adaptation based on solid learning engineering is essential to meet the diverse needs of humanitarians. For example, self-paced e-learning courses may be best for widely promoting the fundamentals of security management, while training based on realistic scenarios and including exposure to stress may be more effective for equipping field staff with vital knowledge and skills.

Finally, the most useful training for humanitarians is that designed by humanitarians, with a critical eye to contextualisation, based on data-driven information, and offering evidence-based content and methods.

In conclusion, how do you see the future security environment for humanitarian workers ?

INSO: Field platforms and support structures will continue to shape the ability of NGOs to address risks and access challenges. At the same time, NGOs will face bureaucratic and administrative hurdles that can lead to mission failure, even if they often do not represent explicit threats to physical security. Also in the short to medium term, NGOs will face multiple rapidly emerging crises requiring a review of programme resilience and duty of care. This will also require all stakeholders in the sector to leverage field operational support systems and collective security to ensure that risk management resources are optimised. In addition, among a number of potential emerging threats, as Resolution 2730 demonstrates, misinformation will be a significant challenge for NGOs in the future. Ultimately, the security of humanitarians will be ensured by operational partners, their needs and the support they can receive on the ground.

Many thanks to INSO for this precise insight into a decisive subject, and we remind you that, for more information on the subjects of this interview or INSO in general, readers can contact you at global.analysis@ngosafety.org.

 

Pierre Brunet

Writer and humanitarian

Pierre Brunet is a novelist and a member of the Board of Directors of the NGO SOLIDARITES INTERNATIONAL. He became involved in humanitarian work in Rwanda in 1994, then in Bosnia in 1995, and has since returned to the field (Afghanistan in 2003, the Calais Jungle in 2016, migrant camps in Greece and Macedonia in 2016, Iraq and north-eastern Syria in 2019, Ukraine in 2023). Pierre Brunet’s novels are published by Calmann-Lévy: “Barnum” in 2006, “JAB” in 2008, “Fenicia” in 2014 and “Le triangle d’incertitude” in 2017. A former journalist, Pierre Brunet regularly publishes analytical articles, opinion pieces and columns.

Site INSO : International NGO Safety Organisation (INSO) | Analysis & Advice for Humanitarians

Humanitarian chisel effect, risk or reality!

An Editorial by Alain Boinet.

The chisel effect is an economic phenomenon in which the amount of resources and the amount of costs evolve in opposite ways. Regarding humanitarian aid, after a continuous growth of humanitarian budgets, does not the increase of the needs facing a decrease of the means illustrate a dangerous humanitarian chisel effect. Is it a simple pause or the beginning of a ebb? This is an essential question for humanitarians.

It was a ebb that occurred in 2023, according to OCHA, when faced with growing humanitarian needs, we experienced declining funding. Indeed, to help 245 million people, we needed 56.7 billion USD. But only USD 19.9 billion has been mobilized, or 35% of the needs, where the usual average was 51 to 64% for 10 years (2013-2022)!

Percentage of funding to needs, UN calls from 2013 to 2023. © Global Humanitarian assistance report 2023

The immediate consequence is that we were able to rescue only 128 million people out of the 245 million planned in 2023! What happened to the other 117 million human beings left behind because of lack of resources? Would the chisel effect have closed in on them.

At the 3rd European Humanitarian Forum, on 18 and 19 March 2024 in Brussels, Janez Lenarcic, European Commissioner for Humanitarian Affairs with ECHO, said: «Make no mistake, the humanitarian lifeboat is sinking»! The message is clear and must be taken seriously on the eve of the June European elections in the Member States with this autumn a new presidency, a new college of commissioners, a new budget for the next 5 years. The stakes are high as some institutional humanitarian budgets decline.

What will happen in 2024 to OCHA’s appeal to rescue 180 million people with an expected budget of USD 46.4 billion? 180 million people at risk in 2024 compared to 230 million in 2023 following a new methodology for needs analysis. In the face of dwindling resources, the number of people to be rescued has been reduced thanks to JIAF 2.0, which “sets global standards for estimating and analyzing humanitarian needs and protection risks.” The coincidence with the chisel effect is unfortunate. It will be necessary to question this new methodology to the definition of which United Nations agencies and NGOs have contributed in particular.

This methodology may have the merit of greater precision and division of responsibilities between the major players in international aid. But we must also ask ourselves what has become of the people “out of the ordinary” excluded from humanitarian aid. Have development agencies supported them? Or, on the contrary, have these vulnerable people remained alone on the verge of solidarity?

In this context, the key word that currently mobilizes the humanitarian ecosystem is the prioritization of aid. Prioritization is a selection and it cannot fail to make us think about the sorting of wounded in war surgery when we can not save everyone and must choose!

So, precisely, what will be the vital humanitarian needs for the populations victims of wars, disasters and epidemics in the coming years?

When the butterfly effect comes to challenge the scissors effect.

We asked ourselves this question in these columns in March. Could the butterfly effect of conflicts lead to a «domino effect» the «20 years of chaos» that some fear?

The reason I highlight the geopolitical causes of humanitarian consequences is that I have experienced them during more than four decades of humanitarian aid around the world. There are of course also the growing causes related to climate and major epidemics that we will come back to. But we know that the vast majority of humanitarian needs result from conflicts in all their forms and that these seem to be entering a historical phase of expansion.

We remember that Raymond Aron declared the time of the cold war «Impossible peace, improbable war». Perhaps it is necessary to say today with regard to international tensions «Improbable peace, possible war»!

Military parade on the Red Square in Moscow, Russia in 2013. © VLADJ55

Speaking to the European press on 29 March, Polish Prime Minister Donald Tusk said, “We must get used to the fact that a new era has begun: the pre-war era. I’m not exaggerating.” “If Ukraine loses, no one in Europe will feel safe.” «War is no longer a concept of the past in Europe, now entered the era of the pre-war». “The most worrying thing right now is that absolutely all scenarios are possible.”

If, at the beginning of the Russian military offensive in Ukraine, we could ask ourselves the question of the responsibilities on the various causes of this war, two years later, faced with a high intensity war that will last, faced with the risk of a defeat of Ukraine, the question arises otherwise. What consequences would a defeat of Ukraine entail while Vladimir Putin plays his game and opposes us another political model, like his Chinese ally. Have we not, without yet knowing it, entered into the beginning of a more general war which will sooner or later necessarily lead us to war economy with what consequences on needs as on humanitarian means?

The tone is also rising in Asia with the edition of the standard map of China in the daily Global Times, quasi-official organ of the Chinese Communist Party. This map now includes the Indian state of Arunachal Pradesh, southern part of Tibet, and Aksai Chin. Similarly, the famous 10-row line around the South China Sea threatens all neighboring states: Vietnam, Philippines, Malaysia and Taiwan. A map is an object of power and projection on the world. Can we believe that this will never go further and what would be the consequences of the alliance game in the event of a Chinese coup?

The 2023 edition of the standard map of China. © Twitter @globaltimesnews

Closer to home, the Democratic Republic of Congo (DRC) has been facing the rebellion of the March 23 Movement (M23) supported by Rwanda for two years according to several UN reports. In an interview given on Friday, March 29 to several media, the president of the DRC, Félix Tschisekedi, was questioned on the risk of a «declaration of war in Rwanda», alerting that the mission of Joao Lourenço, President of Angola and mediator appointed by the African Union, represented «the way of the last chance»!

What can humanitarians do?

Filippo Grandi, High Commissioner for Refugees of the United Nations launched «It is a indictment against the state of the world» when the figure of 110 million refugees and displaced was reached on June 14, 2023. To measure this figure, remember that they were 43.3 million in 2010, 60 million in 2015, 79.5 million in 2019! There is no reason for this figure to stop climbing, quite the contrary!

The risk is real to see the chisel effect of increasing humanitarian needs crossing the decrease in resources.

This is not already the case for the 17 million people in Burkina Faso, Mali and Niger who need humanitarian assistance this year. In 2023, humanitarian appeals received only about a third of the necessary funds.

Despite the commitments made at the European Humanitarian Forum, on 18 and 19 March, in Brussels, despite the hope of seeing the European Union and the Member States confirm their commitment to humanitarian action, faced with the demobilization of other major actors, far from any wait-and-see, It is essential that humanitarian organizations mobilize to recall the responsibility to protect and the duty to provide humanitarian assistance.

Food distribution in Goma, Democratic Republic of Congo. © Photo PAM / Michael Castofas
Déplacement de population en RDC entre les villes de Goma et de Rutshuru. © Photo Moses Sawasawa / MSF

Ways and means are not lacking, not only to sanctuarize humanitarian budgets, but also to index their evolution on the level of the vital needs of populations in danger. These initiatives include:

  • Act with States and European and international organizations to raise awareness of the disastrous consequences that a possible chisel effect would have.
  • Mobilize public opinion to support this great humanitarian cause and to develop the generosity of individuals.
  • Accelerate all forms of innovation that reduce costs and increase aid effectiveness.
  • Optimize the double Humanitarian Nexus – development and encourage development agencies to support the most vulnerable in fragile or crisis countries.

Humanitarian aid is undoubtedly at a new historic turning point and it must once again ensure and demonstrate its ability to carry out its mission to save lives.

The humanitarian must say loud and clear that reducing humanitarian budgets is not to make virtuous savings, but on the contrary to multiply the risks of mortality, despair, radicalisation, of migratory movements which in turn will cause harmful effects from step to step like an epidemic. Without forgetting the essential, without solidarity, what will we be and what will happen?

 

Alain Boinet who thanks you for your support (MakeaDonation).

Alain Boinet is the president of Défis Humanitaires, an association that publishes the online journal http://www.defishumanitaires.com. He is the founder of the humanitarian association Solidarités International, of which he was Managing Director for 35 years. In addition, he is a member of the Humanitarian Concertation Group at the Crisis and Support Centre of the Ministry of Europe and Foreign Affairs, member of the Board of Directors of Solidarités International, the French Water Partnership (PFE), Fondation Véolia, Think Tank (re)sources. He continues to visit the field (North-East Syria, Nagorno-Karabakh/Artsakh and Armenia) and to testify in the media.

 

In this edition, you will find the following articles: